hkma circular

hkma circular

Register of Securities Staff of AIs Last updated on 08/04/2020 Search by name Search by HKMA registration number Search by name of Registered Institution (only show current relevant individuals) Search by name Current Relevant Individuals Current and

HKMA issued guidance on management accountability, at Registered Institutions, for conducting or supervising the conduct of businesses that constitute regulated activities. The guidance is set out in the form of a list of frequently asked questions.

On 6 July 2017, the Hong Kong Monetary Authority (HKMA) issued a circular in respect of its Supervisory Policy Manual module RE-1 “Recovery Planning” (SPM RE-1). The circular provides certain categories of authorized banks in Hong Kong (AIs), in particular

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Annex Circular of Hong Kong Monetary Authority (HKMA) dated 9 January 2009 to all Authorised Institutions (AIs) titled “Report of the HKMA on Issues Concerning the Distribution of Structured Products Connected to Lehman Group Companies” (HKMA 09JAN09

HKMA David Li Kwok Po College Parent Circular香港管理专业协会李国宝中学家长通告_英语学习_外语学习_教育专区 113人阅读|9次下载 HKMA David Li Kwok Po College Parent Circular香港管理专业协会李国宝中学家长通告_英语学习_外语学习_教育专区。

The Government of the Hong Kong Special Administrative Region of the People's Republic of China – Government Logistics Department

To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. If the chapter is also available in RTF format, you may go straight to the

The following are the opening indicative counter exchange rates as on 09/04/2020 .Member Banks normally quote finer rates for commercial transactions. Whilst every reasonable effort is made to ensure that these exchange rates are correct as at the opening of

Welcome to the Hong Kong Bar Association (the “HKBA”). The HKBA is the organization regulating barristers in Hong Kong. Barristers are self-employed independent legal practitioners. They tend to offer specializations in areas of law, such as crime, family law

Includes the rules by which the HKAB HKD Interest Settlement Rates are fixed, and has available both the latest and historical rates.

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1 Dear Licensees, Re: HKMA’s latest prudential measures for property mortgage loans The Estate Agents Authority (“EAA”) is writing to draw your attention to the announcement made by the Hong Kong Monetary Authority (“HKMA”) on 19 May 2017

Bank Culture Reform The Hong Kong Monetary Authority (the “HKMA”) released a circular entitled “Bank Culture Reform” on 2 March 2017. The circular sets out a framework for establishing a sound corporate culture within an Authorized Institution

HKMA David Li Kwok Po College Parent Circular香港管理专业协会李国宝中学家长通告_初二英语_英语_初中教育_教育专区 426人阅读|9次下载 HKMA David Li Kwok Po College Parent Circular香港管理专业协会李国宝中学家长通告_初二英语_英语_初中教育_教育专

With reference to the HKMA circular issued on 23 Dec 2010, the business of cross-border trade settlement in RMB has undergone significant development since its commencement in July 2009.The Mainland authorities also announced a substantial expansion of the

If the circular applies to your institution, steps should be taken to meet the HKMA requirements prior to the 1 March 2018 deadline. If the circular does not apply, the expectations nonetheless provide a useful benchmark to review efforts to promote a healthy

HKMA and SFC issue joint circular on managing conflicts of interest in financial groups Herbert Smith Freehills LLP Hong Kong December 21 2017 On 24 November 2017, the Hong Kong Monetary Authority

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In addition, the HKMA issued a circular in February 2019 to set out its expectation on remote on-boarding of individual customers. Taxation A number of changes to the Hong Kong tax regime are expected to have a potential significant impact on financial

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In March this year, the HKMA issued the circular to request AIs to prepare for the transition associated with the interest rate benchmark reform being pursued under the auspices of the FSB. As an FSB member, Hong Kong is obliged to follow the rate or RFR to

Lee’s comments echoed a March circular in which the HKMA also directed banks to start making preparations – including an action plan – for the transition to alternative reference rates. He

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HKMA’s Circular on Supervisory Policy Manual module LM-1 HKMA’s Circular on five SPM modules Brian Yiu Partner +852 2289 1934 [email protected] Introduction HKMA revisions to Supervisory Policy Manual (SPM) modules HKMA consultation on

Welcome to Hong Kong Exchanges and Clearing Market Website. Find information for the HKEX’s news, market data, stock quotes, market data, listing matter, products information and

HKMA Continues Its Focus On Corporate Governance With Circular To Harmonise Section 72B With “Manager In Charge” Regime. Legal News & Analysis – Asia Pacific – Hong Kong – Regulatory & Compliance 19 October, 2017 Yesterday, the Hong Kong

Hong Kong: HKMA guidance on management responsibility at registered institutions By Etelka Bogardi (HK) and Nicholas Wilson (HK) on November 3, 2017 Posted in Banking, Regulation and compliance On 16 October 2017, the Hong Kong Monetary Authority ( HMKA ) issued a circular on management responsibilities for Hong Kong licensed banks which conduct regulated activities ( registered

Herbert Smith Freehills says the HKMA push for adoption of the Ethical Accountability Framework in FinTech development represents a broader movement toward regulating artificial intelligence. The HKMA (Hong Kong Monetary Authority) recently issued a circular

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HKMA Circular 17 Jun 11 Scope: Process steps explicitly mentioned in this regulation only are included in this process map. Does not cover all required process steps, or process steps required by other regulations. A-2 A-13 A-12 A-11 A-1 A0 A-14 A-2 A-13

HKMA published a circular on enhanced disclosure requirements on sale of structured products not regulated by the Securities and Futures Ordinance (SFO). Authorized institutions should implement the enhanced disclosure requirements set out in this circular

Regulation Process Maps translate text regulations into financial process maps, helping compliance and operations teams implement regulations into internal process. Process Maps for HK Consolidated Regulations Banking Processes Securities Processes HKMA

The HKMA has reviewed the revised terms of the MIP and is agreeable to authorized institutions (AIs) granting residential mortgage loans to eligible mortgage borrowers under those terms. A circular has been issued to the MIP participating AIs in this regard.

We would like to report that Dr KP Chow and the FFO met with Mr Anthony Lai and his associates on 23 December 2016 regarding the list of equivalent qualification included in the annex of the HKMA Circular on CFI dated 21 December 2016. Their major 1.

HKMA published circular on AML/CFT or Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) (Amendment) Bill 2017 published in the Government Gazette. The government proposed to implement the amendments on March 01, 2018

(1) whether the HKMA knows, since the issue of the aforesaid first circular, the respective numbers of bank account opening (account opening) applications from new enterprises received, approved and rejected by banks each month, and the average time taken

HKMA Cybersecurity Risk Management Circular 2015 The Hong Kong Monetary Authority (HKMA) issued a circular, Cybersecurity Risk Management, on 15 September 2015 to emphasise the importance of robust cybersecurity risk management. In this

HKMA issued a circular informing all authorized institutions that the new return for large exposures (Form MA(BS)28) and the accompanying completion instructions have been finalized. Annex 1 of the circular contains the finalized form MA(BS)28, along with the

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Amazon Web Services – AWS User Guide to Financial Services Regulations & Guidelines in Hong Kong – Hong Kong Monetary Authority Page 1 Introduction The Hong Kong Monetary Authority (HKMA) issues guidelines to provide the Hong Kong banking industry

We would like to report that Dr KP Chow and the FFO met with Mr Anthony Lai and his associates on 23 December 2016 regarding the list of equivalent qualification included in the annex of the HKMA Circular on CFI dated 21 December 2016. Their major 1.

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Hong Kong Financial Regulatory Newsletter This publication provides highlights of the significant developments HKMA Circular on Selling of Investment Products The HKMA has reminded Authorized Institutions (AIs) about regulatory standards in

Culture Reform The Hong Kong Monetary Authority (“the HKMA”) released a circular entitled “Bank Culture Reform” on 2 March 2017. The circular sets out a framework for establishing a sound corporate culture within an Authorized Institution

Article by Richard Mazzochi, Minny Siu and Angela Kwan On 25 March 2009, the Hong Kong Monetary Authority (HKMA) issued a circular setting out implementation measures and timeframes in relation to recommendations regarding the offering and distribution of

Late last week, the HKMA issued a circular setting out its expectations on risk management for algorithmic (algo) trading, as well as sound practices observed from thematic on-site examinations of

Yesterday, the Hong Kong Monetary Authority (HKMA) introduced by way of a circular new measures to heighten management accountability at Registered Institutions (RIs) for conducting or supervising the conduct of businesses that constitute regulated activities (RAs).).

http://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-circular/2016/20161221e1.pdf 在 Facebook 查看更多有關 HKMA Penetration Test Framework

HKMA updated the guide to the enhanced competency framework on anti-money laundering and counter-financing of terrorism (AML/CFT), which provides details of the application of this framework. The HKMA circular announced that the professional level of the

In a circular issued to all banks in September last year, the HKMA also requests banks to apply a risk-based approach to the CDD process. The risk-based approach is not meant to be a “zero failure” regime, which means that banks are not expected to

Referring to the HKMA circular on 11 Feb 2010, HKMA would like to capitalize the opportunity of conducting a briefing on the supervisory principles and operational arrangements regarding RMB business in Hong Kong.The purpose of that circular was to provide an elucidation by the HKMA on the supervisory principles and the operational arrangements regarding the cross-border fund flows of

The HKMA (Hong Kong Monetary Authority) has issued a circular to authorised institutions asking them to start working on their firm-specific implementation of the new market risk framework, also

Cyber Security Risk Management is crucial for any financial institution to protect their critical assets, including the sensitive information of their customers, from potential cyber attacks. As the frequency, stealth, and sophistication of cyber attacks continue to rise globally, the Hong Kong Monetary Authority (HKMA) published a circular in September 2015 highlighting the growing importance

Details of the PBGS are set out in an industry circular issued by the HKMA today. The HKMA has also made good progress on the other bond market-related initiatives: The HKMA is working with the Government in implementing the enhancements to the

HKMA continues its focus on corporate governance with circular to harmonise section 72b with “manager in charge” regime Herbert Smith Freehills LLP To view this article you need a PDF viewer

Legal News & Analysis – Asia Pacific – Hong Kong – Regulatory & Compliance Hong Kong – HKMA And SFC Issue Joint Circular On Managing Conflicts Of Interest In Financial Groups. 22 December, 2017 On 24 November 2017, the Hong Kong Monetary Authority